137. Memorandum From David Klein of the National Security Council Staff to the President’s Special Assistant for National Security Affairs (Bundy)0

SUBJECT

  • Review of Berlin Contingency Planning and Reorganization of the Planning Machinery

The Secretary has approved the Task Force’s proposal to have the Ambassadorial Group reexamine Berlin contingency plans and take a [Page 388] careful look at the machinery for handling the Berlin operation with a view to tightening the plans and assuring that the machinery can provide the most effective responses to Soviet moves in Berlin. (The approved Task force paper is attached.)

Despite last week’s loud cries and complaints about our paper1 describing the state of contingency planning, a good part of the contents of that paper are reproduced in the approved Task Force document.

This exercise could produce useful results. I am not sure about the recommendations dealing with the single Commander in Berlin and a single Ambassador in Bonn. Something more positive and specific is needed in Berlin. The problem of a single Ambassador is far more complicated than the paper indicates. But we will deal with these as we go along in the exercise.

An important question, however, is how this set of proposals fits into the broader scenario which you had in mind. On this we need a reading from you on how this Ambassadorial exercise can be dovetailed with other contemplated actions. One exercise need not exclude the other, but it is important that they reinforce each other. Can we get a reading from you on this?

DK

Attachment2

Memorandum From the Assistant Secretary of State for European Affairs (Tyler) to Secretary of State Rusk

SUBJECT

  • Review of Berlin Contingency Planning

This memorandum is in response to your request that the Berlin Task Force undertake a review of Berlin contingency planning, in order to identify all elements of the planning which have been left for further determination. You asked that this problem be discussed quadripartitely, with a view to obtaining agreement to recommend to governments advance commitments as much as possible.

[Page 389]

In addition, the President has recently discussed a basic review of Berlin planning with the French and German Foreign Ministers.3

This paper examines three key aspects of planning: (1) organization, (2) planning, and (3) delegation of authority. Organization is the key to the preparation of plans and their application to specific situations by the person to whom authority is delegated. Planning is the key to the delegation of authority. Delegation of authority (advance commitments by government) is the key to rapid response to specific situations.

Organization

The present organization for the Berlin problem is illustrated by the attached chart (Tab A).4 This, however, over-simplifies the problem, since it implies that Berlin, Bonn, and Washington are organized on the same basis as Live Oak. This is, however, not the case.

Live Oak is an integrated, full-time staff, with one man in charge.

Berlin is run by three Commandants, with the help of a Governing Mayor. Although there is a Chairman Commandant, he has no authority to deal with most of the problems which arise in Berlin or on the access routes. Although there is provision for a single commander in event of “any grave emergency,” the staff that is supposed to assist him—the Allied (Military) Staff—would be competent to handle only certain problems, such as civil unrest and an armed attack.

Berlin problems are handled in Bonn by the Foreign Office and three Ambassadors, assisted by a part-time quadripartite committee.

Although the Washington Ambassadorial Group is led by the US Chairman, it has no full-time quadripartite staff. The sub-groups are staffed by very few officers, particularly as far as the Embassies are concerned, who often have other duties and are invariably over-worked. Furthermore, the Ambassadorial Group (State Department) is not tied in with the Live Oak communications system.

If maximum improvements were desired in this organization, the following steps should be taken:

1.
Leadership. Make provision for the President to designate a Single Commander in Berlin and Single Ambassador in Bonn whenever “any grave emergency” arises in Berlin or on the access routes.
2.
Staff. Establish full-time quadripartite staffs with military advisers in Washington and Bonn and an integrated (political and military) full-time tripartite staff in Berlin.
3.
Facilities. Make available in the State Department, the American Embassy in Bonn, and the British Headquarters in Berlin adequate space and facilities for these staffs.
4.
Communications. Tie the Ambassadorial Group (State Department) in with the Live Oak on-line telegraph communications system.

It should be understood that these steps are closely related and none can be fully effective without the other; on the other hand, we believe that some improvements should be possible at this time.

Planning and delegation of authority

The present state of Allied planning and delegation of authority is indicated by Tab B.5 This indicates that the planning now underway relates to:

1.
Military
a.
Quadripartite naval counter-measures: Seaspray
b.
NATO alerts/military build-up
c.
NATOBERCON/MARCON plans/Tripartite-NATO relationship/preferred sequence paper
2.
Political
a.
Civilian ground access: Passports, visas, and customs and possible Allied aegis
b.
Peace treaty
c.
United Nations
3.
Counter-measures
a.
Military (tripartite autobahn patrols, autobahn convoys for individual Allied travelers, etc.)
b.
Non-military (selective economic and other non-military counter-measures)

The chart also indicates that delegations of authority are primarily related to military plans (Jack Pine and autobahn convoy rules of conduct). Very little authority has been delegated in the non-military areas, primarily because governments are unwilling.

Both planning and the delegation of authority could be facilitated if the organizational suggestions made above were carried out. If there were agreement for the President to appoint a Single Commander in Berlin and a Single Ambassador in Bonn, plans could be prepared on the basis of the assumption that they would exercise certain delegated authority. This would require, however, that the Single Commander and Single Ambassador have full-time staffs, supported by adequate facilities and communications.

Conclusions

1.
Organization. Although we should direct our efforts toward the goal of ultimately obtaining quadripartite agreement to the President having authority to appoint a Single Commander in Berlin and Single [Page 391] Ambassador in Bonn, we should not introduce this into the quadripartite forum at this time. We should concentrate rather on the development of an integrated full-time tripartite staff in Berlin and a full-time quadripartite staff with military advisers in Bonn. In order to facilitate communication between the Ambassadorial Group and Berlin, Bonn, and Live Oak, we should arrange for the Ambassadorial Group (State Department) to be linked to the Live Oak communications net. We should also prepare space and facilities for a quadripartite staff in Washington.
2.

Planning. The Ambassadorial Group should double its efforts, in order to accomplish the following no later than November 15:

a.
Establishment of Seaspray, for the coordination of naval counter-measures.
b.
Submission to NAC of quadripartite plans for a Phase II military build-up.
c.
Submission to NAC of quadripartite plans regarding a possible peace treaty.
d.
A basic review of plans to meet a possible GDR demand for passports, visas, and customs.

In addition, as suggested by Foreign Minister Schroeder, the Ambassadorial Group could review existing plans to be sure they are current and consistent with each other.

3.
Delegation of authority. The Ambassadorial Group should also review present plans, to determine if there are any further areas in which authority could be delegated to Berlin, Bonn, or Live Oak. It should examine in particular:
a.
Free Style and related Allied ground access plans.
b.
Jack Pine and related air access plans.
c.
Plans related to civilian access.

Recommendation

That you authorize us to initiate a review of Berlin contingency in the Ambassadorial Group along the lines indicated in the conclusions above.6

  1. Source: Kennedy Library, National Security Files, Countries Series, Germany, Berlin. Secret.
  2. Not further identified.
  3. Secret. Drafted by Ausland. On October 19 Thompson distributed a shorter version of this paper, BQD-99, to the Washington Ambassadorial Group, calling for a review of contingency planning with special attention to organization, planning, and delegation of authority. (Telegram 1039 to Bonn, October 20; Department of State, Central Files, 762.00/10–2862) 12
  4. See Documents 130 and 134.
  5. Not found.
  6. Not found.
  7. There is no indication on the source text of Rusk’s action on the recommendation.