330. Memorandum from Barry Kelly and Robert Linhard of the National Security Council Staff to the President’s Assistant for National Security Affairs (Powell)1

SUBJECT

  • PFIAB Letter Regarding START Treaty

At Tab I is a letter from Anne Armstrong in response to your request for the PFIAB’s comments on the START Monitoring Study recently completed by the Intelligence Community (Tab II).2 In addition, the letter provides the PFIAB’s comments on the JCS briefing to the President3 regarding the strategic impact of the START Treaty and the differences between the briefing and the Intelligence Community Study.

Rather than addressing the monitoring study itself, the letter focuses on the differences between the study and the assumptions used in the JCS briefing as a means of highlighting the PFIAB’s control concerns with the potential strategic impact of the treaty. The PFIAB comments are highly critical and go as far as to question whether the proposed treaty supports the U.S. objectives for START.

This is a substantive and political arms control issue. At this point, there is little, if any benefit for the current Administration to try and address the PFIAB issues. The rationale for our current START position is very well documented. We suggest that you should share this with General Scowcroft in anticipation of the new Administration’s initial review of arms control.

RECOMMENDATION

That you share PFIAB letter with General Scowcroft.4

[Page 1543]

Attachment

Memorandum for the Chair of the President’s Foreign Intelligence Board (Armstrong) to the President’s Assistant for National Security Affairs (Powell)5

SUBJECT

  • START Monitoring and Arms Control Choices

PFIAB recently received a full copy of the study you requested from DCI Webster on monitoring a START agreement, which was undertaken by the NIO for Strategic Programs and the Arms Control Intelligence Staff. In conjunction with the briefing by General Herres which you generously helped to arrange, the Board has sharpened its understanding of the START Treaty and the strategic issues surrounding it. This memo responds to your request for our comments on the study.

During its September meeting the Board was surprised by the large discrepancies which appeared between the briefings we received from General Herres and the one received from the NIO for Strategic Programs, Larry Gershwin. Larry’s briefing essentially previewed for us his later report. At that time, of course, General Herres could not take full advantage of the NIO’s comprehensive study. We understand that the JCS has now received a briefing based upon it.

In simple terms, the Board became concerned when the JCS assumed under START that the aggregate number of Soviet warheads in the late-1990s would be some 7000, [less than 2 lines not declassified] A good portion of the discrepancy lies in the fact that the JCS projected the “legal” Soviet forces under the Treaty’s terms, while the NIO described his assessment of actual Soviet wartime potential.

Specifically:

• The JCS assumed, in its US/Soviet comparison, that the Soviets would not, during crisis or wartime, upload at least some of their SS–18 heavy missiles to their full capacity of 14 warheads, nor upload the SS–N–23 and SS–N–20 follow-on. The NIO did.

• [1 paragraph (5 lines) not declassified]

• We were told that the JCS discount the likelihood of Moscow deploying its nondeployed mobile-missiles in times of crisis; the NIO takes special note of the Soviet capacity to do so, especially the rail-mobile SS–24. These differences in how nondeployed mobile-missiles [Page 1544] are assessed mark one of the greatest discrepancies between the two briefings.6

• The JCS comparison of US/Soviet bomber warheads presumes that under a final treaty the B1 will not be counted as an ALCM carrier, a “leap” others find unrealistic.

The Board expressed its concerns about Soviet breakout potential under the treaty in its February 5, 1988 letter to the President.7 But the Board’s concern was heightened significantly [less than 1 line not declassified] that with no peacetime cheating the Soviets could, “within weeks or months,” break out of the treaty and more than double the 6000 weapons the treaty nominally permits. The Board does not discount the operational difficulties for the Soviets to surge during crisis by uploading ballistic missiles to their full capacity and matching nondeployed mobile missiles with launchers. It is wartime potential, however, not the peacetime, nominal forces by which the treaty should be judged, and will certainly be judged during a ratification debate.

[1 paragraph (10 lines) not declassified]

The principal purpose of the treaty, as we understand it, is strategic stability, especially crisis stability. Concern that growth in Soviet ballistic warheads relative to U.S. targets is pushing the strategic balance into a less stable condition has motivated the President’s arms control efforts from the beginning. As General Herres emphasized, the heart of the treaty is the ballistic missile warhead limit.

[1 paragraph (less than 12 lines) not declassified]

One might argue that the pronounced target base asymmetries between the United States and the Soviet Union eliminate Soviet incentives to prepare for crisis breakout because, even under treaty limits, they have U.S. targets sufficiently covered. But to make such a claim is to undercut the principal rationale for the treaty: limiting ballistic missile warheads. The argument says, on the one hand, that the Soviet’s legal modernization leads to such destabilizing warhead-to-target ratios that Soviet ballistic missile warheads must be constrained by a START treaty; but on the other hand, equally advantageous warhead-to-target ratios which the Soviets can gain by cheating may be dismissed. It cannot be both ways.

Another commonly stated purpose of the treaty is to enhance predictability in U.S. and Soviet force structures. The START treaty’s central limits on warheads, launchers, ICBMs, and heavy ICBMs, it is argued, will channel U.S. and Soviet force improvements into more [Page 1545] predictable patterns. It will also ease U.S. decisions about how to [6 lines not declassified]

[4 paragraphs (less than 35 lines) not declassified]

PFIAB raised a number of other monitoring issues in its April letter to you,8 some of which we have not addressed in depth here because of the criticality of the Soviet breakout issue. Many of these issues were examined in [less than 1 line not declassified] gives more detail to them. We think the study provides a more realistic assessment of the utility and limits of different cooperative measures. The study provides yet another reminder of the daunting problems of monitoring mobile missiles.

PFIAB recognizes that the United States faces uncertainties with or without a treaty. But as we wrote to you in April, “Before entering the treaty . . . PFIAB believes we need a confident understanding of the type and level of cheating that would give the Soviets decisive strategic advantages. The treaty’s verification regime must provide us high confidence that we can detect such cheating by US monitoring means. The evidence derived from such monitoring must be capable of eliciting from us an appropriate and timely response to ensure Soviet compliance with the treaty or to safeguard our interests threatened by Soviet cheating. Finally, we believe we need a net assessment of the strategic impact of the treaty in peacetime, crisis, and war that takes into account military systems limited by the treaty and military systems not limited by it.”

We continue to believe this standard is appropriate. [less than 1 line not declassified] is a very good beginning of the START Study Program we suggested in April. In our judgment it raises concerns that give compelling reasons for completing the review.

  1. Source: Reagan Library, NSC Intelligence Files, 1988 SYS IV RWR INT (1989 to end of RWR Administration 1/20/1989 8940001-89400149). Top Secret [handling restrictions not declassified]. Sent for action. Prepared by Kimberling. An unknown hand wrote at the bottom of a routing slip of January 17, “Passed from Gen. Powell. Gates has seen. Recommends you read.” On February 13, Scowcroft wrote on same routing slip, “An excellent paper. Important input to the strategic review.” (Ibid.)
  2. See Document 326.
  3. See Document 319.
  4. Powell indicated his approval.
  5. Top Secret. All asterisks are in the original.
  6. An unknown hand placed a short horizontal line in the right-hand margin beside this sentence.
  7. See Document 265.
  8. See attachment, Document 289.