58. Papers Prepared in the Department of State1

PAPERS FOR SHULTZ BRIEFING BOOK

1. Human Rights in the Administration’s Foreign Policy.

2. Human Rights and the Communist Countries.

3. Human Rights and Latin America.

4. Human Rights and the Congress.

5. State Department Role in Granting Political Asylum.

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Attachment

Paper Prepared in the Bureau of Human Rights and Humanitarian Affairs, Department of State2

HUMAN RIGHTS IN THE ADMINISTRATION’S FOREIGN POLICY

This Administration took office with a determination to make foreign policy reflect the American concern for freedom throughout the world; at the same time there was a widespread feeling that Carter’s human rights policy had actually hurt the interests of freedom. The evolution of a detailed Administration human rights policy embodying these perceptions took some time, and emerged in the Clark/Kennedy memo of November [October] 1981.3

The Reagan Administration has made it clear that human rights is at the core of US foreign policy, for the goal of our foreign policy is to preserve our liberty and the forces of liberty in the world. Freedom is the issue that separates us from the Soviet bloc and that embodies America’s claim on the imagination of people all over the world.

Our human rights policy has two “tracks”, the negative and the positive. The negative track is embodied in legislation which prohibits aid to governments which are “gross and consistent” abusers of human rights, and in the way we oppose (through act or word) human rights violations. The positive track is a significant Reagan Administration innovation, in which we seek actively to help democracy. The President’s speech to Parliament4 noted our intention to study an “Institute for Democracy” modeled on the German Parties’ foundations, and announced an international conference on free elections to be held here in the Fall. This positive track also includes use of ICA, working with Armenian foundations, and other initiatives.

Our human rights policy has two goals. First, we seek to improve human rights practices in numerous countries—to eliminate torture or brutality, to secure religious freedom, to promote free elections, and the like. A foreign policy indifferent to these issues—if US influence could ameliorate conditions—would not appeal to the idealism of Americans, would appear amoral, and would lack public support. Moreover, these are pragmatic, not utopian, actions for the US. Our most stable, reliable allies [Page 183] are democracies. Our reputation among the populace in important countries that are dictatorships will suffer if we come to be associated with repression rather than progress. Often the people whose rights we are defending are the national leaders of future years.

The Reagan Administration differs from the previous administration over the most effective tactics to achieve these pragmatic goals. Our litmus test is effectiveness. With friendly countries, we use diplomacy, not public pronouncements. We seek not to isolate them for their sins and thereby render ourselves ineffective, but to use our influence to effect desirable change. Our goal is to achieve results, not to make self-satisfying but ineffective gestures.

But the second goal of our human rights policy sometimes conflicts with this search for effectiveness: we seek also a public association of the US with the cause of liberty. This is a pragmatic, not just idealistic goal: our ability to win European cooperation and defeat Soviet propaganda will be harmed if we seem indifferent to the fate of liberty. Friendly governments are often susceptible to quiet diplomacy, and we therefore use it rather than public denunciations. But if we never appear seriously concerned about human rights in friendly countries, our policy will seem one-sided and cynical. Thus, while the Soviet bloc presents the most serious human rights problems, we cannot let it falsely appear that this is our only human rights concern. So a human rights policy does inescapably mean trouble—for example, from friendly governments if we pressure them, or from Congress if we appear not to be doing so. Yet a human rights policy embodies our deepest convictions about political life, and our interests: the defense and expansion of liberty.

Attachment

Paper Prepared in the Bureau of Human Rights and Humanitarian Affairs, Department of State5

HUMAN RIGHTS AND THE COMMUNIST COUNTRIES

The greatest human rights problem in today’s world is not Guatemala, Chile or South Africa but the repressive communist system and the international influence of the Soviet Union and its allies. It follows that the human rights problem in the Soviet bloc must be a major focus of U.S. [Page 184] human rights efforts. It is important to avoid the temptation of pushing for human rights improvements only where our influence is greatest, and not where the biggest problem lies—with the Soviet bloc. Moreover, it follows that human rights policy must not systematically diminish U.S. strength or undermine the incentives of other countries to be a friend of the United States.

Domestic Aspects—Since a policy that appears to be based on pure power-politics will never win the sympathy of the American public, serious attention to human rights abuses in the Soviet bloc is a necessary part of any policy that intends to resist the expansion of Soviet power. Human rights abuses in Soviet-bloc countries are also the subject of particular concern by a number of important constituencies, particularly ethnic groups, such as Polish-Americans and Jews.

Methods—We have to combine private and public diplomacy in dealing with human rights abuses in Communist states. Because our diplomatic influence is limited, public pressure (USG statements, CSCE, UN, etc.) is more important for communist states than elsewhere.

Linkage—The President has stated that human rights will be on the agenda of every high level meeting with the Soviets. Linking human rights with improvements of bilateral relations with Communist states, particularly in the area of trade, has shown itself to be an effective tool for gaining improvements in countries like Romania and Hungary. In Poland, human rights linkage has undoubtedly acted as a brake against even more severe repression of Solidarity. Linkage can only be effective if it is used and timed carefully.

Prominent Issues

Freedom of emigration. No communist state allows free emigration. Their citizens are allowed to leave only for “family reunification”. The Jackson-Vanik Amendment ties most-favored nation status to emigration. We have extended this status to Poland, Hungary, the PRC and Romania. We have the greatest problems with emigration from the USSR and Romania. Jewish emigration from the USSR is running at the lowest levels [since 1970?].

Civil and political rights. The most prominent abuses are the imprisonment of virtually the entire Helsinki Monitoring Group,6 and the internal exile of Andrei Sakharov in the Soviet Union; the stifling of Solidarity in Poland; the repressive actions against Charter 77 in Czechoslovakia;7 systematic and pervasive oppression in Cuba and [Page 185] Vietnam; and a variety of individual cases of repression in Romania, Bulgaria and Yugoslavia.

Freedom of religion. All religious denominations in communist countries are either tightly controlled or coopted by the regimes or suppressed outright. In Poland and Hungary religion has been allowed freer rein. Unregistered Baptists in the Soviet Union and Romania are creating growing problems for those regimes and are attracting greater attention in the West, while the Lithuanian Catholic Church continues to be repressed by the Soviet authorities.

Poland—The repression in Poland that began in December 1981 was the most significant human rights event in this Administration’s term, because it affected a whole nation that was gaining a significant measure of freedom, and not just a few people. Because Poland (together with CBW and Afghanistan) is one of the few issues that lend themselves to major use against the USSR in the contest for European and world opinion, it is important to keep alive international awareness that a massive violation of human rights is going on in Poland. The U.S. sanctions against the Polish government and the Soviet Union have kept the issue alive and given meaning to our statements of concern for human rights.

Afghanistan—Massive human rights violations continue in Afghanistan as a result of the Soviet occupation. We do not have friendly influence with the Babrak Karmal government or the Soviet occupiers. So these responses are available to us: 1) Actions that bring the Afghan struggle to the attention of the world; 2) Humanitarian aid to the Afghan refugees; 3) Military and humanitarian aid to the Afghan resistance. In this category the concrete policy issue that confronts us is whether the level of our military and humanitarian aid is optional.

The Afghan human rights problem has created significant international sympathy for our side, particularly in Europe. But the conflict in Afghanistan has thus far created far less concern than similar conflicts such as the Spanish Civil War or the Vietnam war. Afghanistan may have the potential to become a major cause into which international protest is channeled. The policy issue facing us is whether the USG has any way of using its capacity to organize and draw attention to create greater world concern about Afghanistan.

  1. Source: Department of State, Subject Files, Human Rights Files, 1979–1981, Lot 92D165, Briefing Papers for Sec-designate Shultz June 82. No classification marking. Drafted by Levitsky and cleared by Abrams. Papers 1 and 2 are printed as attachments; 3, 4, and 5 are attached but not printed. All are undated.
  2. No classification marking. Drafted by Abrams on June 25.
  3. See Document 54.
  4. For full text of the speech before, see Public Papers: Reagan, 1982, Book I, pp. 742–748.
  5. No classification marking. Drafted by Fairbanks and Levitsky on June 26; cleared by Abrams.
  6. Reference is to the Ukrainian Public Group to Promote the Implementation of the Helsinki Accords.
  7. Reference is to the informal initiative in Czechoslovakia that criticized the government’s record on human rights issues.