200. Note From the Special Assistant to the Deputy Secretary of State (Timbie) to Secretary of State Shultz1

Mr. Secretary,

Attached is the paper you asked for2 describing the principal START issues with pros and cons.

There may well be a package that solves the START problem. It will not be easy to find it and to get there. In this country there is no inclination to reconsider the questions of mobile ICBMs or the relationship between START and Defense and Space until the Soviets show us something on START. The Soviets have no obvious incentive to concede on START sublimits except at the end. In the face of this situation, our best suggestion is to use the period of several weeks in [Page 874] which Shevardnadze is in this country to engage Shevardnadze and the President in a back-and-forth process, using each new idea from one to stimulate a new idea from the other.3

In preparation, the Arms Control Support Group is assembling papers which describe the basic options on all the START issues. That will put us in a position in which we can seek prompt decisions as the situation evolves.

Max Kampelman has reviewed these points; Paul Nitze hasn’t but his views are reflected here. Also included are earlier memos4 we have sent you on this subject.

JT

Attachment

Paper Prepared in the Department of State5

MAJOR START ISSUES

Sublimits

4800 ballistic missile warheads. Within the 6000 warhead total, we propose a sublimit of 4800 ballistic missile warheads. Without such a sublimit, the Soviets would likely have substantially more than 4800 ballistic missile warheads (because they rely less on bombers than we do). We would have to either cut our ALCMs and bombers well below 1200 or accept a significant Soviet advantage in ballistic missile warheads, a choice we don’t want to make.

—The number of ballistic missile warheads is one of the most important measures of strategic force capability. The 4800 sublimit would provide for equality in this key measure.

—Would represent achievement of the objective established by the President at Eureka when START began 5 years ago (5000 ballistic missile warheads).

—4800 is about half the current Soviet number of ballistic missile warheads.

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—Would allow 1200 ALCMs and bombers (e.g. 250 bombers and 950 ALCMs). Raising (or eliminating) the 4800 would squeeze our ALCM and bomber force.

—The Soviets once proposed a similar number (no more than 80–85% of total warheads on any two parts of the triad; 80% of 6000 is 4800). In Moscow, Shevardnadze said he could go back to their earlier proposal, which did not include the Reykjavik counting rule. Not a constructive suggestion; designed to neutralize our argument rather than solve the problem.

—The likely minimum acceptable outcome on sublimits (from the US point of view) is 4800 ballistic missile warheads and 1540 heavy ICBM warheads.

—Soviets resist the 4800 sublimit as unnecessary given the low 6000 total warhead limit, and an inequitable and unacceptable constraint on their force structure.

3300 ICBM warheads. If there is a 4800 ballistic missile warhead sublimit, the number of Soviet ICBM warheads would likely be on the order of 3500 in any event. (This would represent about the same ratio of ICBM to SLBM warheads as they have in their current force.) So this proposed sublimit would not substantially change the anticipated Soviet force beyond the effects of the 6000 and the 4800.

ICBM warheads are presently the most accurate, hence the greatest threat to hard targets. (At present heavy ICBMs are the greatest Soviet hard target threat; in the near term all ICBMs could threaten hard targets; and in the long run all ballistic missiles could.)

—The Soviets once proposed a similar number (no more than 60% of total warheads on one part of the triad; 60% of 6000 is 3600). The Soviet approach would extend to SLBM warheads as well as ICBM warheads, and as with the 80–85% rule it was proposed in a different context.

—3300 represents about half the current Soviet number of ICBM warheads.

—The Secretary had authority in Moscow to propose a level of 3600 in the context of Soviet flexibility on other issues. This was not used.

JCS would strongly resist application of a 3300/3600 limit to SLBMs, since we may want an option to deploy more SLBMs if deployment of survivable ICBMs proves impossible.

—All of this implies that we should focus attention initially on the 4800. We can try as well for a 3300 ICBM warhead sublimit, and raise this number to 3600. If we get the 4800 (and the 1540), we can drop the ICBM warhead sublimit.

1650 sublimit on heavy and highly fractionated missiles. This sublimit was inserted into our position for tactical reasons. It would sharply [Page 876] constrain the Soviets, with little effect on the US. At an appropriate time, we can drop it in favor of a 1540 sublimit on heavy ICBM warheads. (DOD, however, opposes dropping the 1650 sublimit.)

Heavy ICBMs. Since Reykjavik, the Soviets have offered to cut in half their number of heavy ICBMs (to 154).

—Heavy ICBMs pose the principal current Soviet threat to US fixed ICBMs.

—Such a cut goes a long way toward achievement of the US goal of a 50% cut in missile throw weight.

—The constraint should be expressed in warheads (1540) rather than missiles.

—In this form, we should accept it.

Throw weight. The US proposes to cut ballistic missile throw weight to an equal ceiling at 50% of the current Soviet level. The US, with smaller missiles, is already below this level. The Soviets say their proposed reductions would result in a 50% cut in throw weight, and have offered to make a unilateral statement to this effect. Our task is to get the Soviets to agree to this in a form that represents a binding obligation. (Binding does not necessarily mean in the Treaty text; we could be flexible on how this obligation is recorded.)

—With equal limits on the number of warheads, a gross disparity in warhead size would give the Soviets an advantage.

—For attacking hard targets accuracy is relatively more important than yield (which scales with weight). For barraging areas (e.g. mobile ICBM deployment areas) throw weight is the appropriate measure.

—Reductions in Soviet throw weight would reduce their ability to quickly add RVs beyond the 4800 limit.

Mobile ICBMs

The US draft bans mobile ICBMs; the Soviet draft permits them within the limits on missiles and warheads.

—Mobile ICBMs are potentially much more survivable than fixed ICBMs.

—When dispersed, mobile missiles are highly survivable. In garrisons, they are quite vulnerable. Survivability hinges on the ability to keep a portion of the force in the field in peacetime, and on the ability to disperse the rest of the force rapidly in a crisis.

—Soviet mobile ICBMs can do both. For the US both are more difficult. The small ICBM can probably do both; the rail mobile M–X probably cannot deploy out of garrison in peacetime and would take several hours to disperse in a crisis.

—Mobile ICBMs are difficult to verify.

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—The number of mobile ICBMs operationally deployed can be verified with some confidence.

—The problem concerns missiles and launchers which are stored covertly. These could be very hard to find. In this scenario, the crews would train and exercise periodically with overtly deployed systems.

—When we were pursuing a non-zero INF agreement, we worked out a verification approach which involved data exchange; declaration of facilities for SS–20 production, storage, repair, etc.; the right to inspect and monitor these facilities; and the right to inspect other facilities should we suspect covert SS–20 activity there.

—This approach could also be applied to SS–25’s, which are deployed in a similar manner. The rail-mobile SS–24 will require a further evolution of these ideas.

—The US small ICBM program is a key element of the Scowcroft package on which Congressional support for M–X is based. The proposed ban on this system is a problem for us in Congress.

—The State/ACDA view is that mobile ICBMs should be permitted subject to verification provisions along the lines of those developed for a non-zero INF agreement, and subject to a stringent numerical constraint (e.g., 1000 warheads) to keep down the mobile ICBM infrastructure. This approach recognizes our need for survivable ICBMs and the substantial commitment the Soviets have made to these systems.

DOD strongly supports the ban.

SLCMs. Both sides have long-range nuclear-armed land-attack SLCMs. There is no known way to verify constraints on the number of such weapons.

—The Soviets propose a 400 limit on SLCMs, and to confine them to specified classes of submarines.

—In view of the verification problem, the US draft Treaty would impose no limits on SLCMs.

—One possible solution would be for each side to make a unilateral declaration of its SLCM plans. This would not be a constraint, so verification would be less of an issue.

—The US offered to resolve this issue on the basis of declarations in the overnight experts meeting at Reykjavik.6 The Soviets turned this down, but it is still the best solution and could be reintroduced at an appropriate time.

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Offense/Defense

—Soviet START Treaty refers to a defense and space agreement, and would relieve one party of its obligations to reduce offensive forces if the other Party takes steps that go beyond the ABM Treaty.

—Such a clause is unnecessary. A Party can withdraw from START upon 6 months notice if it judges its supreme interests are jeopardized.

—Linking reductions to compliance with the ABM Treaty without clarification of that Treaty risks Congressional restrictions on the SDI program to protect reductions. Such restrictions would not be binding on the Soviets.

  1. Source: Department of State, Bureau of Arms Control and Disarmament, Lot 01D127, 1969–1990 Subject Records of James P. Timbie, Box 1, START/INF 1987. No classification marking. A stamped notation indicates Shultz saw the note.
  2. Shultz’s request was not found.
  3. See footnote 3, Document 198.
  4. Printed as Documents 198 and 199.
  5. Secret. A stamped notation indicates Shultz saw the paper.
  6. See Document 159.