794A.00/11–151

The Secretary of State to the Secretary of Defense (Lovett)

secret

Dear Mr. Secretary: There are enclosed copies of the position paper on Formosa, to apply if there is an armistice in Korea, prepared for the Sixth Session of the General Assembly, which has been revised to take into account the comments of the Joint Chiefs of Staff in their memorandum of October 24, transmitted to the Department of State under cover of your letter of November l.1

With respect to the possible submission of the views of the Joint Chiefs of Staff to the National Security Council for the information of the Members, the Department of State has noted that the memorandum of the Joint Chiefs of Staff is in the nature of a commentary on the position paper prepared for use of the United States Delegation to the Sixth Session of the General Assembly of the United Nations and that, accordingly, the memorandum of the Joint Chiefs of Staff in its present form could scarcely be circulated without circulating the position paper. This position paper has been prepared within the framework of existing national security policy, notably NSC 48/5, and consequently in the Department’s view there is no reason to request the renewed consideration by the Council of the approved policy in the paper. However, should the Joint Chiefs of Staff desire to propose a re-examination by the National Security Council of U. S. policy with respect to Formosa, the Department would of course have no objection.

Sincerely yours,

For the Secretary of State:
John D. Hickerson

Assistant Secretary of State for United Nations Affairs
[Page 1859]
[Enclosure]

Position Paper Prepared in the Department of State

secret

Formosa

problem

To determine the United States position on Formosa in the Sixth General Assembly assuming an armistice is concluded in Korea.

united states objective

The policy of the United States is to deny Formosa to any Chinese regime aligned with or dominated by the U.S.S.R. and expedite the strengthening of the defensive capabilities of Formosa. As appears below, no permanent disposition of Formosa which would be acceptable to the principal interested governments appears possible at this time. Our immediate objective therefore is to postpone the issue, and work so far as possible toward the development of an acceptable solution, keeping in mind the importance of maintaining the maximum possible support of other nations, particularly among the Asians.

recommendations

1.
The United States should oppose:
a.
Any General Assembly move to link the Formosa question to the settlement of the Korean problem;
b.
Any move to call a conference on Far Eastern problems (including Formosa), prior to a political settlement of the Korean problem.
2.
The U.S. should make vigorous efforts to prevent the question of Formosa from being considered at the Sixth Session. Public discussion in present circumstances could only expose and underline the differences between us and our allies. We should inform other delegations, if questioned regarding our views, that while the armistice stopped hostilities, peace and security were not yet fully restored; in the circumstances it does not appear that a satisfactory permanent solution could be achieved at this time. The question could be reexamined when there is a political settlement in Korea or when the armistice had been in effect sufficient time to establish Chinese Communist good faith and intentions.
3.
If it appears that despite our vigorous efforts a majority of the members of the General Assembly will insist on taking up the question of Formosa in one form or another it might be desirable to steer the consideration toward a proposal that the Assembly establish a special [Page 1860] commission to gather facts, hear interested parties including the inhabitants of Formosa, explore all possible solutions, and report to the General Assembly when done. If the situation outlined in this paragraph seems to be developing, the Delegation should consult the Department for further instructions.

comment

[Here follows a summary of United States public statements and developments in the United Nations, between June 27, 1950, and June 1951, regarding the disposition of Formosa.]

discussion

A. Possibilities of a Settlement Consonant with United States Policy Objectives.

1.
Formosa as part of “China”.
Ethnic and historical factors support the proposition that Formosa should be part of China. President Roosevelt, Prime Minister Churchill and Generalissimo Chiang Kai-shek stated their intention in the Cairo Declaration that Formosa should be restored to the Republic of China. Division in the world community regarding the government which properly represents China complicates the implementation of this Declaration. In these circumstances the above solution would not adequately protect the United States security interests which require that Formosa be denied to a regime aligned with or dominated by the U.S.S.R.
2.
Trusteeship or other forms of United Nations administration or supervision.
The trusteeship system was intended to apply to people not yet capable of self-government. The Formosans themselves may possibly favor United Nations administration perhaps on a temporary basis with a possibility to determine the final status by a plebiscite at a later date. The mainland Chinese and the National Government would probably oppose it. There is also serious doubt whether this arrangement would adequately safeguard the island against seizure by the Communists by subversion or invasion. In any event, Nationalist control of the island excludes this solution now.
3.
An independent Formosa.
This would not be acceptable to the Chinese, whether non-Communist or Communist. An independent Formosa probably would require external military and economic support indefinitely.
4.
Restoration to Japan.
The Japanese Peace Treaty divests Japan of its sovereignty over the island. This solution has accordingly been rejected.
5.
Determination of the status of Formosa and the Formosans in a free plebiscite.
In a plebiscite which might be supervised by the United Nations, the Formosans might vote for any of the above alternatives 1–4. A free plebiscite would probably be impossible under present circumstances owing to the presence of Nationalist troops on the island and opposition by the National Government.
It appears that there is no presently achievable solution for the disposition of Formosa which will satisfy United States policy objectives. The unresolved question of ultimate control of China and many other fluid factors in Asia including the possibility of general hostilities in the Far East make it impossible at this time to define our position on the ultimate status of Formosa. On the other hand, a lapse of time may well clarify these factors.

B. Possibilities for Maintaining a Satisfactory Short Term Position.

Unlike the Korean question, where our position is supported by an important majority in the United Nations and where we are able to engage in negotiations without danger of isolation, our negotiating position on the Formosa problem is most difficult. We cannot agree to withdraw the Seventh Fleet under existing circumstances in view of the danger that the Chinese Communists would take over the island. We are equally unable to indicate that we agree that Formosa should ultimately become part of China since we do not know what Government will control China nor are we in position to support other proposals for the disposition of the island. Our military strength, particularly in the Far East, is still limited. Thus, our position leaves very little room for negotiation at this time.

On the other hand, after an armistice we may be faced with a pressure to have us agree to negotiations on Formosa, particularly if a “peace atmosphere” should develop in Paris at the Sixth Assembly. This pressure may come not only from the Asians, but also from our Western European friends who accepted our decision to neutralize the island at the most only as a temporary military expedient made necessary by the aggression in Korea. Those who will advocate negotiations will point to the fact that the United States itself, prior to the large scale Chinese intervention in Korea, placed the question of Formosa on the agenda of the Assembly; and that Secretary Acheson indicated in the Joint Senate Committee hearings the willingness of the United States to discuss Formosa when the fighting in Korea is terminated, and the aggressor ceases the defiance to the United Nations. Finally, the Communists will again press this question and probably renew the charges made in the Security Council and the Fifth Assembly that our action with respect to Formosa constitutes aggression.

[Page 1862]

Following an armistice we may agree to participate in a conference on a political settlement for Korea insisting that negotiations in this conference must be limited to Korea.

We would oppose the calling of a special conference to consider Far Eastern problems (including Formosa) until there is a political settlement of the Korean problem. At that time we may not oppose discussion of other Far Eastern problems in an appropriate conference in which all parties with interests in the various questions to be discussed would participate.

We should also make every effort to discourage consideration of the ultimate status of Formosa in the Sixth Assembly. As indicated above, no solution acceptable to us appears feasible in the present circumstances and public discussion would only expose the differences between us and our allies.

It is likely that our efforts to discourage the consideration of this question in the Sixth Assembly will be successful. However, it is possible that the question may be raised again in a more objectionable form such as in the context of the mission of the Seventh Fleet. Moreover, pressure may develop in the event of an armistice, for the above referred special conference on Far Eastern problems. In such circumstances, it may be desirable for the United States to initiate or support an exhaustive study in the Assembly of the broad question of the ultimate status of Formosa as an alternative to the moves mentioned above. Any substantive recommendations would be abided pending the study.

C. Mission of the Seventh Fleet.

It is the policy of the United States (NSC 48/5) to continue the mission presently assigned to the Seventh Fleet, as long as required by United States security interests. In the light of this policy, an armistice in Korea itself would not so change the basic situation as to warrant terminating the present mission of the Fleet.

We are unable to foresee how long it will be necessary and advisable to continue this policy and we must therefore remain free to review it from time to time, in the light of changing circumstances.

Consequently, if the United. Nations takes up the question of Formosa under present circumstances, on one hand we must avoid any move to force us to agree to withdraw the present mission of the Seventh Fleet. On the other hand we should not commit ourselves to maintain our neutralization policy for any specific period or indefinitely. We should not ask the United Nations to endorse the mission of the Seventh Fleet because, (a) such a request would probably not receive an adequate majority, (b) a United Nations endorsement [Page 1863] would tie our hands if we should decide to lift the restrictions imposed upon the National Government by the present policy.

D. Proposal for study and inquiry.

If in the circumstances indicated in recommendation 3, the question of Formosa comes up, the United States should endeavor to place emphasis on the need for a peaceful solution of the Formosa question in the interest of the international community and of the people of Formosa. We should say that the problem of ultimate status of Formosa required an extensive study as a question relating to the maintenance of international peace and security under Article 11 and requiring peaceful adjustment under Article 14, with full opportunity for ascertaining all pertinent acts, hearing all interested parties and considering all possible solutions. The General Assembly should appoint a Commission to study the problem in all of its aspects and report its findings at a later unspecified date.

1.
Composition of the Commission.
In general in the commission the proportion of members recognizing the National Government should be roughly the same as obtains in the General Assembly, and the United States should be represented in it. However, it should be recognized that the problem of composition would raise a number of serious difficulties.
2.
United States attitude on the Merits of the Formosa Problem.
In the Assembly we should make clear our conviction that in present circumstances the island should not be handed over to Communist China. We should point out, however, that in our view the problem of the ultimate status of Formosa should be explored by the Commission and that we have no specific solution in mind at this time. We should further state that in our view the purpose of the Commission is to bring out all relevant factors and provide a full exchange of views; and that we expect to formulate our position as the work of the Commission progresses. Beyond this we should indicate that the Commission should give consideration to all factors including the Chinese claim to Formosa, the well-being and wishes of the Formosans themselves, and the interests of the United Nations in promoting peace and security in the Western Pacific area. This interest of the United Nations embraces not only the need for a peaceful solution of this problem where use of force had been threatened; it necessitates taking into account such other factors as the past use of Formosa as a base for military aggression and the possible future use of it for this purpose.
3.
Work of the Commission.
The scope and character of the study would be defined in the broadest possible terms and the Commission would have wide discretion in determining how far and in what direction it wishes to proceed. It [Page 1864] would hear any person it desires. It may recommend some procedure for determining the selection of representatives of the Formosan people who would present the Formosan views to the Commission. It would report to the Assembly at such time as it will consider advisable.
  1. For Lovett’s letter of November 1 and the enclosed JCS memorandum of October 24, see p. 1841.